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Full House president investigated by SEC

Tuesday, April 20, 1999 | 11:16 a.m.

According to Full House's most recent annual 10K filing, the SEC has issued a Formal Order of Investigation notifying the company it is looking into stock Giuffria traded "for a period beginning prior to his association with the company and continuing for a short period after he became a consultant to the company."

Giuffria could not be reached for further comment.

The filing does not disclose the specific period in question. Giuffria joined the company as president, chief operating officer and director in April 1998. He worked for Casino Data Systems Inc. as head of corporate development from 1995 to 1996, and has owned American Laser Cutting Inc., a Las Vegas manufacturer of specialty items for the gaming industry, since 1997.

According to the 10K, Giuffria was granted options to purchase 350,000 common shares at $2.03 per share on Jan. 6, 1998.

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